Last edited by Tojanos
Sunday, May 17, 2020 | History

1 edition of PassTrak series 7, general securities representative found in the catalog.

PassTrak series 7, general securities representative

Workbook

by Dearborn Financial Publishing

  • 257 Want to read
  • 25 Currently reading

Published by Dearborn Financial Pub. in Chicago, Ill .
Written in English

    Subjects:
  • Securities,
  • Examinations, questions,
  • Stockbrokers

  • Edition Notes

    Spine title: PassTrak 7 workbook.

    Other titlesPassTrak 7 workbook, general securities representative
    Classifications
    LC ClassificationsHG4928.5 .P365 1993
    The Physical Object
    Paginationxii, 380 pages :
    Number of Pages380
    ID Numbers
    Open LibraryOL26340093M
    ISBN 100793105242
    ISBN 109780793105243
    OCLC/WorldCa30565012

    This is obtained by taking and passing the Series 7 Exam, or the General Securities Representative Exam. Although there are numerous licenses available, the Series 7 is the most comprehensive of them all allowing the recipient to trade in all manner of financial securities products. Complete Content Outline: Series 7 General Securities Representative Qualification Examination Applying for the Series 7 Exam To take the Series 7 exam, the examinee’s sponsoring FINRA member firm must file a Uniform Application for Securities Industry Registration or Transfer (Form U4) in the Central Registration Depository (CRD) and pay the.

      Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 examination are eligible to register to trade all securities products, including corporate securities, municipal fund. Passtrak Series 7 Questions and Answers Spanish Edition by Dearborn, , available at Book Depository with free delivery worldwide. We use cookies to give you the best possible experience. By using our website you General; Investment & Securities.

      CFA and Series 7 designations will usually take you down different career paths in the financial industry. Overall, the Series 7 is needed for the purchase and sale of securities products. The Series 7 Examination is the General Securities Representative Qualification Examination. The examination is developed and maintained by the Financial Industry Regulatory Authority (FINRA). This content outline provides a comprehensive guide to the topics covered on the General Securities Representative Qualification Examination (Series 7).


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